What Happens If Your Investment Firm Collapses?

What happens if your brokerage company collapses? Do you lose your investments? What about if you have more than the SIPC limit?

SEC Page on street name 

FINRA Page on street name

FINRA: If A Brokerage Firm Closes Its Doors

About SIPC

SIPC coverage and multiple accounts 

Find SIPC Members 

– Explained by Devin Carroll, RSSA

 

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Posted on March 30, 2023 by Ted Rosedale